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Continental was founded in 1964 on a specific vision: to fully support emerging and growth companies with superior client responsiveness and uniquely tailored business solutions. Along with our staff of seasoned professionals, this foundation is what allows us to respond quickly and nimbly to our customers, and to design and execute flawlessly on suites of services we adapt to each client. It is what makes us a leader in the industry and explains in part why we have handled more than 60% of the North American IPOs brought to market in the past six years. We provide transfer agent services to 2,000 transfer agent customers and cross-border agent services to 220 global issuers. In the past several years, we have experienced record new client growth, record earnings, and near perfect customer retention. Continental is always moving forward and we hope you will join us.

Sichenzia Ross Ference Carmel LLP provides experienced, professional representation in all matters involving the securities industry, as well as in general corporate, litigation, real estate and trusts & estates matters.

Our clients range from start-ups to established, listed companies. They include public and private corporations, partnerships, broker-dealers, investment banks, investment advisors, registered personnel, public and corporate customers and investors, and other entities. We also advise institutional investors on transactions involving complex securities laws.

Our areas of expertise include corporate finance, including initial and secondary public offerings, corporate and commercial transactions, mergers and acquisitions, securities litigation and arbitration, administrative practice before regulatory agencies, and broker-dealer regulation.

We are experts at listing companies on both the NASDAQ and New York Stock Exchange and provide guidance to Boards of Directors and corporate managers who now operate in an increasingly complex and changing landscape of securities rules, litigation risks, regulatory oversight and investor scrutiny.

This year, Sichenzia Ross Ference Carmel LLP commemorates its 24th anniversary. From a firm comprised of three young attorneys to one that is consistently ranked at the top of national league table rankings for issuer, investor and placement agent legal counsel, and that advises on a full range of trusts & estates matters, we have evolved from our humble roots but remain committed to continuing the high standards that we established for ourselves 24 years ago.

Aegis’ origins are based on servicing the specific needs of our customer base. As the needs of our clients broadened, so did our product base, and today we have become a premiere full service Investment Firm with a variety of locations stretching throughout the United States.

Aegis is able to bring quality service through our primary clearing relationship with RBC Clearing & Custody (RBC C&C) whose parent company, Royal Bank of Canada (NYSE:RY) is one of the world’s leading diversified financial services companies. Our clients value the safety of knowing their assets are held at third-party custodians. We have the practical experience for the challenges facing today's industry leaders. Whether a client is looking for wealth management, retirement services, insurance, investment banking, private banking or institutional services, Aegis has the team to assist. We pride ourselves on being able to provide the attention that our diverse client base expects.

Aegis continues to stay true to its roots, offering our clients investment and wealth management products and services similar to those offered by large financial institutions, along with the personalized service you have come to expect.